Corpus sync: neutrality remakes, note hygiene, datasheet relocation, transformer-split cross-refs
1Scope
NOTEThis standard covers static (solid-state) uninterruptible power supply systems consisting of a rectifier/charger, an inverter, an energy storage subsystem (battery or equivalent), an internal static bypass, and the associated controls, monitoring, and communications, furnished to supply conditioned, continuous AC power to critical loads. (1.1)
NOTEThe work includes the UPS unit or units, the energy storage subsystem and its enclosure, the external maintenance bypass, the input and output distribution to the extent furnished with the UPS, and the field connection, testing, and commissioning of the system. (1.2)
NOTEA UPS conditions the incoming power and rides through a source interruption from stored energy; it is a ride-through and power-quality device, not a long-duration standby source, and is conventionally paired with a generator where outages may exceed the battery autonomy. (1.3)
1.4Equipment and installation shall comply with UL 1778 for the UPS unit and with NFPA 70 for the installation.
1.5Where the UPS serves an information technology equipment room or area governed by NFPA 70 Article 645, the UPS, its battery, and its disconnecting and emergency-power-off provisions shall comply with that Article.
NOTETopology, capacity, autonomy, and redundancy shall be selected together as a system; a decision in any one of these areas constrains the others. (1.6)
1.7Related Standards
1.7.1The generator or alternate source that backs the UPS for outages longer than the battery autonomy shall be coordinated with GeneratorsEngine GeneratorsResolves to the current edition.sync/generators.
1.7.2The transfer of the UPS input between the normal source and the alternate source shall be coordinated with Automatic Transfer SwitchesAutomatic Transfer SwitchesResolves to the current edition.sync/automatic-transfer-switches.
1.7.3Surge protection ahead of the UPS input shall be coordinated with Surge Protective DevicesSurge Protective DevicesResolves to the current edition.sync/surge-protective-devices.
1.7.4Grounding and bonding of the UPS, its output neutral where the output is a separately derived system, and the battery enclosure shall be coordinated with Grounding And BondingGrounding and Bonding for Electrical SystemsResolves to the current edition.sync/grounding-and-bonding.
1.7.5Input and output feeders, battery conductors, and their ampacity, voltage drop, and derating shall be coordinated with Conductors And CablesConductors and CablesResolves to the current edition.sync/conductors-and-cables.
1.7.6The room or space that houses the UPS and its battery, including clearances, ventilation, and environmental control, shall be coordinated with Electrical RoomsElectrical RoomsResolves to the current edition.sync/electrical-rooms.
1.7.7A DC control-power battery plant for switchgear is a different system from a UPS and shall be specified to DC Battery SystemsDC Battery SystemsResolves to the current edition.sync/dc-battery-systems.
2Referenced Standards
2.1Equipment, materials, and installation shall comply with the latest adopted edition of the following standards and codes.
2.2Where the contract documents, the adopted building code, or a referenced standard conflict, the more stringent requirement shall govern unless the Engineer of Record directs otherwise in writing.
2.3Standards List
Standard
Title
UL 1778
Uninterruptible Power Systems
UL 9540
Energy Storage Systems and Equipment
UL 9540A
Test Method for Evaluating Thermal Runaway Fire Propagation in Battery Energy Storage Systems
UL 1973
Batteries for Use in Stationary, Vehicle Auxiliary Power and Light Electric Rail Applications
NEMA PE 1
Uninterruptible Power Systems (UPS) — Specification and Performance Verification
IEC 62040-3
Uninterruptible Power Systems (UPS) — Method of Specifying the Performance and Test Requirements
IEEE 1184
Guide for Batteries for Uninterruptible Power Supply Systems
IEEE 1100
Recommended Practice for Powering and Grounding Electronic Equipment (Emerald Book)
IEEE 519
Recommended Practice and Requirements for Harmonic Control in Electric Power Systems
NFPA 70
National Electrical Code (Article 480 — Storage Batteries; Article 645 — Information Technology Equipment)
NFPA 70E
Standard for Electrical Safety in the Workplace
NFPA 75
Standard for the Fire Protection of Information Technology Equipment
NFPA 855
Standard for the Installation of Stationary Energy Storage Systems
IBC
International Building Code
IFC
International Fire Code
ASCE 7
Minimum Design Loads and Associated Criteria for Buildings and Other Structures
ICC ES AC156
Acceptance Criteria for Seismic Certification by Shake-Table Testing of Nonstructural Components
ENERGY STAR
ENERGY STAR Program Requirements for Uninterruptible Power Supplies
ANSI/NETA ATS
Standard for Acceptance Testing Specifications for Electrical Power Equipment and Systems
NOTEUL 1778 is the safety listing standard for the UPS unit; NEMA PE 1 and IEC 62040-3 govern how performance is specified and verified, including the topology classification; and IEEE 1184 governs the selection and sizing of the battery. (2.4)
NOTEA lead-acid or nickel-cadmium battery that serves only a UPS within the scope of UL 1778 is generally exempt from UL 9540, while a lithium-ion energy storage subsystem brings UL 9540, UL 9540A, and NFPA 855 into scope. (2.5)
3Submittals
3.1Action Submittals
3.1.1The Contractor shall submit the following for the Engineer's review prior to fabrication and procurement:
Product data for the UPS module(s), the energy storage subsystem, the external maintenance bypass, and any input/output transformers or filters, identifying the topology classification, the kVA and kW ratings, the input and output voltages and configurations, and the efficiency at rated load
Battery (or energy storage) runtime sizing calculation per IEEE 1184, showing the design load in watts, the inverter efficiency, the end-of-discharge voltage, the design autonomy, the aging and temperature derating, and the resulting battery configuration
The output ratings and waveform performance, including the rated load power factor, the permitted crest factor, the steady-state and transient output voltage regulation, and the output voltage total harmonic distortion into a nonlinear reference load
The input performance, including the input current total harmonic distortion (THDi), the input power factor, and the inrush and walk-in characteristics, with any input filter required to meet them
A system one-line diagram showing the normal and bypass sources, the rectifier, inverter, static bypass, external maintenance bypass, energy storage, output distribution, and the make-before-break bypass arrangement
The redundancy configuration and, for parallel or dual-bus systems, the paralleling and load-sharing scheme and the behavior on loss of one module
Heat rejection (kW or BTU/h) at rated load and at the expected operating load, and the airflow and clearance requirements, for coordination with the room cooling
Communications and monitoring data, including the protocols provided (SNMP, Modbus, BACnet), the available dry-contact points, and the emergency-power-off (EPO) interface
For a lithium-ion energy storage subsystem, the UL 9540 listing and the UL 9540A test report, and the NFPA 855 compliance documentation including clearances and any required fire detection or suppression
Seismic certification documentation for the UPS and battery enclosures where required by the applicable building code
Manufacturer's installation instructions, including conductor terminations, grounding, and battery handling
Action Submittals Requiredcheckbox
☑ Product data (topology, kVA/kW, voltages, efficiency)
☑ Input performance (THDi, power factor, inrush/walk-in, filter)
☑ System one-line diagram (sources, static and maintenance bypass)
☑ Redundancy configuration and paralleling/load-sharing scheme
☑ Heat rejection, airflow, and clearance data
☑ Communications and monitoring data (SNMP/Modbus/BACnet, contacts, EPO)
☐ Lithium-ion: UL 9540 listing, UL 9540A report, NFPA 855 compliance
☐ Seismic certification for UPS and battery enclosures
☑ Manufacturer installation instructions
3.1.2Installation and procurement of any portion of the UPS system shall not proceed until the corresponding submittals are reviewed and returned.
3.1.3The submitted runtime calculation shall be at the actual design load, not at the UPS nameplate rating, because most UPS units are loaded below nameplate and the runtime varies strongly with load.
3.2Closeout Submittals
3.2.1The Contractor shall provide the following at substantial completion before the UPS system is accepted into service:
Operation and maintenance manuals for the UPS, the energy storage subsystem, and the maintenance bypass
Factory test reports for the UPS unit, including the burn-in and the functional verification of transfer and bypass
Field commissioning report, including the load (bank) test results, the battery discharge/runtime verification, the transfer and bypass verification, and the alarm and communications verification
As-built one-line diagram and as-built settings, including output voltage, transfer thresholds, and battery parameters
A record of the commissioned battery configuration, the measured float voltage, and, for lithium-ion, the battery management system baseline
A written sequence of operation describing normal, battery, static-bypass, maintenance-bypass, and EPO states and the transitions between them
Warranty documentation for the UPS and for the energy storage subsystem
A recommended preventive maintenance schedule and the battery replacement interval
Closeout Submittals Requiredcheckbox
☑ Operation and maintenance manuals (UPS, energy storage, bypass)
☑ Factory test reports (burn-in, transfer/bypass functional)
☑ Field commissioning report (load test, runtime, transfer/bypass, alarms)
☑ As-built one-line and as-built settings
☑ Commissioned battery configuration and baseline record
☑ Written sequence of operation (normal/battery/bypass/EPO)
☑ Warranty documentation (UPS and energy storage)
☑ Preventive maintenance schedule and battery replacement interval
4Quality Assurance
4.1Manufacturer Qualifications
4.1.1The UPS shall be the product of a manufacturer regularly engaged in the production of static UPS systems of the specified rating and topology, with a documented history of the proposed product in comparable service.
4.1.2The manufacturer shall maintain a factory service organization and a parts supply capable of supporting the system over its service life within the response time required by the Owner.
4.2Listing and Labeling
4.2.1The UPS unit shall be listed and labeled to UL 1778 by a Nationally Recognized Testing Laboratory.
4.2.2A lithium-ion energy storage subsystem shall be listed to UL 9540 and its cells or modules shall be evaluated to UL 1973, and the system shall have a UL 9540A thermal-runaway test report acceptable to the AHJ.
4.2.3The external maintenance bypass and any furnished distribution shall be listed for the application and the available fault current at the point of connection.
NOTEA UPS that is not listed to UL 1778 shall not be installed. (4.2.4)
4.3Performance Verification Basis
4.3.1The UPS performance shall be specified and verified in accordance with NEMA PE 1 or IEC 62040-3, so that ratings submitted by different manufacturers are stated on a common basis.
4.3.2Efficiency and energy consumption shall be reported in accordance with the ENERGY STAR or U.S. Department of Energy test method so that quoted efficiencies are comparable.
5Environmental and Service Conditions
5.1The UPS and its energy storage subsystem shall be suitable for the temperature, humidity, altitude, and air quality of the space in which they are installed, derated where required by the manufacturer's published data.
5.2Operating Temperature
5.2.1The design operating temperature of the UPS location shall be as indicated in the datasheet.
5.2.2The UPS shall be installed in a space maintained within the manufacturer's rated operating temperature range.
5.2.3Battery service life is strongly temperature-dependent, and the battery space shall be maintained near the battery's reference temperature to achieve the published life.
NOTEVRLA battery life roughly halves for each sustained rise of about 10°C above the reference temperature near 25°C, so allowing the battery space to run warm to save cooling energy trades a small operating saving for a large premature-replacement cost. (5.2.4)
5.3Altitude
5.3.1The installation altitude shall be as indicated in the datasheet.
Installation Altitudeselect
0–3300 ft (0–1000 m), no derating
3300–6600 ft (1000–2000 m), manufacturer derating
Above 6600 ft (2000 m), site-specific derating
5.3.2The UPS continuous rating shall be confirmed for the installation altitude, because reduced air density above approximately 3300 ft (1000 m) reduces the convective cooling of the power semiconductors and requires derating.
5.4Seismic Requirements
5.4.1The seismic certification basis shall be as indicated in the datasheet.
Per drawings — structural drawings (deferred by default)
NOTEThe Seismic Design Category and Importance Factor are established by the project's structural design; the electrical scope adopts them rather than setting them. (5.4.2)
5.4.3Where required by the applicable building code, the UPS and the battery enclosure shall be seismically certified by shake-table testing per ICC ES AC156 or by analysis per ASCE 7.
5.4.4Site-specific anchorage of the UPS and the battery enclosure shall be designed by the Engineer of Record and shall be as shown on the equipment anchorage details.
6Topology Selection
NOTEIEC 62040-3 classifies static UPS by the dependence of the output on the input: VFI (output independent of input voltage and frequency), VI (output voltage independent of input, frequency dependent), and VFD (output dependent on input voltage and frequency). (6.1)
6.2Topology Classification
6.2.1The UPS topology shall be as indicated in the datasheet.
UPS Topology (IEC 62040-3 Classification)radio
● Double-conversion / online (VFI)
○ Line-interactive (VI)
○ Standby / offline (VFD)
6.2.2The topology shall be selected for the sensitivity of the connected load and the quality of the source.
NOTEA double-conversion (VFI) UPS continuously rectifies the input to DC and re-inverts to AC, so the load is always supplied by the inverter and is fully isolated from input voltage and frequency disturbances, with zero transfer time on loss of input; it is the default for IT, data center, and mission-critical loads. (6.2.3)
NOTEA line-interactive (VI) UPS supplies the load from the conditioned utility through an inverter/converter that regulates voltage and charges the battery, transferring to inverter-only operation on loss of input; it suits small to medium loads where the source is reasonably good and the brief transfer is acceptable. (6.2.4)
NOTEA standby (VFD) UPS passes the utility directly to the load and switches to the inverter only when the input fails; it is the lowest-cost class, used for small, non-critical, or personal-equipment loads where a short transfer time is tolerable, and is not appropriate for the critical loads this standard primarily addresses. (6.2.5)
6.3Transformer-Free vs. Transformer-Based
6.3.1The power train construction shall be as indicated in the datasheet.
6.3.2The construction shall be selected for the required galvanic isolation, the output neutral arrangement, and the efficiency and footprint goals.
NOTETransformer-free designs are the predominant modern construction, offering higher efficiency, lower weight, and a smaller footprint, while transformer-based designs provide galvanic isolation and a derived output neutral that some installations require for grounding or for fault isolation between input and output. (6.3.3)
6.3.4Where the output is to be a separately derived system with its own neutral-to-ground bond, the need for an output isolation transformer shall be confirmed with the grounding design per Grounding And BondingGrounding and Bonding for Electrical SystemsResolves to the current edition.sync/grounding-and-bonding.
7Capacity and Load
NOTEThe UPS shall be sized to carry the critical load continuously at the design ambient and altitude, with margin for load growth, and shall not be loaded beyond its continuous kW rating. (7.1)
7.2Output Apparent Power
7.2.1The output apparent power (kVA) rating shall be as indicated in the datasheet and shall equal or exceed the connected critical load apparent power at the design load power factor, with the specified design margin.
Output Apparent Power Ratingrange
kVA
136102040608010016020030040050075010001500
Per drawings — UPS schedule (deferred by default)
7.3Output Real Power
7.3.1The rated output power factor shall be as indicated in the datasheet.
Rated Output Power Factorselect
Unity (1.0) — kW rating equals kVA rating
0.9 lagging
0.8 lagging
7.3.2The UPS continuous real power (kW) rating shall equal or exceed the connected critical load in watts.
NOTEModern IT power supplies present a near-unity power factor, and a unity-rated UPS delivers its full kVA as usable kW; an older 0.8-rated UPS delivers only 80 percent of its kVA as watts, so sizing on kVA alone without confirming the kW rating is a frequent error that leaves the UPS unable to carry its rated watts. (7.3.3)
7.4Design Load Margin
7.4.1The design load margin applied in sizing the UPS shall be as indicated in the datasheet.
Design Load Marginselect
10% (well-defined, stable load)
20% (typical)
25% (load growth expected)
Sized for N+1 module redundancy at full load
7.4.2A design margin shall be applied so that the steady-state load does not exceed the continuous rating and so that growth does not force a premature replacement.
NOTELoading a UPS very lightly wastes energy because efficiency falls at low load fraction, while loading it near its rating leaves no margin for growth or for the loss of a module in a redundant system; a target operating load near 60 to 80 percent of rating balances efficiency against margin. (7.4.3)
7.5Output Voltage and Configuration
7.5.1The output voltage and configuration shall be as indicated in the datasheet.
Output Voltage and Configurationselect
120V, 1Φ 2-wire
120/240V, 1Φ 3-wire
208Y/120V, 3Φ 4-wire
480Y/277V, 3Φ 4-wire
480V, 3Φ 3-wire (with downstream PDU transformer)
Per drawings — one-line diagram (deferred by default)
7.5.2The output voltage and configuration shall match the distribution it serves, including the neutral where line-to-neutral loads are present.
7.5.3A three-phase UPS serving line-to-neutral (120V or 277V) loads shall provide a neutral rated for the unbalanced and harmonic neutral current the nonlinear loads produce.
8Output Performance
8.1Crest Factor and Nonlinear Load Capability
8.1.1The UPS shall sustain the rated load at the peak-to-RMS current crest factor indicated in the datasheet without exceeding its output voltage distortion limit or derating.
Rated Load Crest Factorselect
3:1 (standard nonlinear / IT load)
2.5:1
Linear load (no nonlinear capability)
NOTESwitch-mode power supplies draw current in narrow peaks with a crest factor near 3:1, and a UPS rated only for linear loads will distort its output or derate when it sees this current; specifying a 3:1 crest factor confirms the unit was designed for real IT loads. (8.1.2)
8.2Output Voltage Distortion
8.2.1The output voltage total harmonic distortion shall not exceed the value indicated in the datasheet into the IEC 62040-3 nonlinear reference load at full rated load.
Maximum Output Voltage THD into Nonlinear Reference Loadselect
2% THD
3% THD
5% THD
8.2.2Output voltage THD shall be stated into a nonlinear reference load, not into a linear load, because a UPS that looks clean on a resistive load can distort badly under the real nonlinear load it will serve.
8.3Output Voltage Regulation
8.3.1Steady-state output voltage shall be regulated within the tolerance indicated in the datasheet across the full load and battery range.
Steady-State Output Voltage Regulationselect
±1%
±2%
±3%
8.3.2Transient output voltage deviation for a 100 percent load step shall recover within the manufacturer's published settling time and shall be within the IEC 62040-3 dynamic performance classification specified for the load.
8.4Output Frequency
8.4.1The output frequency shall be as indicated in the datasheet.
Output Frequencyselect
60 Hz
50 Hz
NOTE60 Hz is the North American norm and is the datasheet default; the 50 Hz rating exists for equipment serving a 50 Hz system and is a distinct product selection. (8.4.2)
8.4.3On battery, the output frequency shall be held to the inverter's internal reference within the manufacturer's published tolerance, independent of any input frequency.
8.4.4When synchronized to the bypass source, the UPS shall track the source within a settable slew rate so that a transfer to static bypass is made without an out-of-phase break in the output.
9Input Performance
9.1Input Current Harmonic Distortion
9.1.1The input current total harmonic distortion at full load shall not exceed the value indicated in the datasheet, with any input filter required to achieve it furnished with the UPS.
Maximum Input Current THD (THDi) at Full Loadselect
3% THDi (active PFC rectifier)
5% THDi
10% THDi
Higher than 10% with an input filter to meet IEEE 519
NOTEA modern active power-factor-corrected rectifier holds input THDi below about 3 percent and input power factor near unity across the load range, which limits the harmonic burden the UPS places on the upstream system and on any generator; older rectifiers draw highly distorted current that can force upstream equipment and generators to be oversized. (9.1.2)
9.1.3The input THDi limit shall be coordinated with the harmonic limits of GeneratorsEngine GeneratorsResolves to the current edition.sync/generators for the generator that backs the UPS, and with IEEE 519 at the point of common coupling.
9.2Input Power Factor
9.2.1The input power factor at full load shall not be less than the value indicated in the datasheet.
Minimum Input Power Factor at Full Loadselect
0.99 (active PFC)
0.95
0.9
9.3Input Walk-In and Inrush
9.3.1The rectifier shall include a soft-start (walk-in) that ramps the input current over a settable interval on source restoration, so that the simultaneous return of several UPS units does not overload the generator or trip the upstream breaker.
9.3.2The walk-in interval shall be coordinated with the generator's load-acceptance capability per GeneratorsEngine GeneratorsResolves to the current edition.sync/generators.
10Energy Storage and Autonomy
10.1Energy Storage Technology
10.1.1The energy storage technology shall be as indicated in the datasheet.
Energy Storage Technologyradio
○ Valve-regulated lead-acid (VRLA)
○ Lithium-ion (NFPA 855 / UL 9540 applies)
○ Vented lead-acid (VLA)
10.1.2The energy storage technology shall be selected for the required autonomy, footprint, service life, operating temperature, and the code stack each technology triggers.
NOTEVRLA batteries are the long-standing default for UPS service, with a low first cost, no special fire code stack, and a familiar maintenance model, at the cost of a relatively short service life (commonly 3 to 7 years in service), temperature sensitivity, and a large footprint per kilowatt-hour. (10.1.3)
NOTELithium-ion batteries offer a much longer service life (commonly 10 to 15 years), a far smaller footprint and weight, better high-temperature tolerance, and an integral battery management system, at the cost of higher first cost and the UL 9540 / UL 9540A / NFPA 855 code stack with its clearance, detection, and sometimes suppression requirements. (10.1.4)
NOTESelecting lithium-ion brings NFPA 855 and UL 9540 into scope and shall not be done without confirming the AHJ position, the required clearances, and any fire detection or suppression for the battery space. (10.1.5)
10.2Autonomy
10.2.1The battery autonomy at the design load shall be as indicated in the datasheet.
Battery Autonomy at Design Loadrange
min
510153060
Per drawings — UPS schedule (deferred by default)
10.2.2The autonomy (runtime) shall be specified at the design load and shall cover the worst-case time from loss of normal power until a long-duration source assumes the load or the load is shut down in an orderly manner.
NOTEWhere a generator backs the UPS, the autonomy need only bridge the generator start, transfer, and stabilization plus margin, and 5 to 10 minutes is conventional; where there is no generator, the autonomy shall cover the full intended ride-through or an orderly shutdown of the protected load, and undersized autonomy is the single most common UPS specification failure. (10.2.3)
10.3Runtime Sizing
10.3.1The battery shall be sized per IEEE 1184 at the design load in watts, accounting for the inverter efficiency, the minimum end-of-discharge voltage, the design autonomy, the minimum battery temperature, and an aging factor so that the autonomy is met at end of battery life.
10.3.2The runtime sizing shall use the constant-power (watts) discharge method appropriate to a UPS, not a constant-current method, because the inverter draws increasing current from the battery as the battery voltage falls during a discharge.
NOTEThe runtime sizing shall be performed at the design load, and the resulting autonomy at other load fractions shall be reported, because runtime is not linear with load. (10.3.3)
10.4Battery Arrangement
10.4.1The physical arrangement of the energy storage subsystem shall be as indicated in the datasheet.
Battery Arrangementselect
Internal to UPS cabinet
Matching external battery cabinet(s)
Open battery rack in a dedicated battery room
Integrated lithium-ion battery cabinet with BMS
10.4.2The string configuration shall be as indicated in the datasheet.
NOTEThe arrangement and the string configuration both follow from the selected technology, the required autonomy, and the space available, so neither field carries a default. (10.4.3)
10.4.4Each battery string shall have its own overcurrent and disconnecting means so that a string can be isolated for service without dropping the others.
NOTEMultiple parallel strings provide both extended runtime and a measure of redundancy, since the loss of one string degrades but does not eliminate the autonomy, and they allow a string to be serviced while the others carry the reserve. (10.4.5)
10.5Battery Disconnect
10.5.1A disconnecting means shall be provided in the battery DC circuit in accordance with NFPA 70 Article 480, located so that the battery can be isolated from the UPS for service.
10.5.2The battery disconnect shall be rated to interrupt the maximum DC short-circuit current the battery can deliver.
10.6Battery Ventilation
10.6.1The hydrogen ventilation provided for the battery space shall be as indicated in the datasheet.
Battery Space Hydrogen Ventilationselect
Not required (lithium-ion / sealed)
Natural ventilation (small VRLA, per code)
Continuous mechanical ventilation
Mechanical ventilation initiated by hydrogen detection
NOTEThe required ventilation follows from the energy storage technology selected and the size of the installation, so the field carries no default. (10.6.2)
10.6.3Where VRLA or vented batteries are used, the battery space shall be ventilated to keep hydrogen below 25 percent of its lower flammable limit (1 percent by volume in air), in accordance with the applicable building and fire codes.
NOTELithium-ion battery spaces do not evolve hydrogen in normal operation, but they have their own NFPA 855 ventilation, off-gas detection, and clearance requirements that shall be met where lithium-ion is selected. (10.6.4)
11Bypass
11.1A UPS has two distinct bypass paths — an internal static (electronic) bypass for fast automatic transfer and an external maintenance (wraparound) bypass for servicing the unit — and both shall be provided for a system that must remain energized during service.
11.2Internal Static Bypass
11.2.1The UPS shall include an integral static (solid-state) bypass that transfers the load from the inverter to the bypass source without interruption on an inverter fault, an overload beyond the inverter's capability, or a low-battery shutdown.
11.2.2The static bypass shall retransfer the load to the inverter automatically when the fault clears and the inverter is synchronized, without an out-of-phase break.
11.2.3The inverter and the bypass source shall be kept in synchronism within the manufacturer's settable window so that a static transfer in either direction is seamless to the load.
11.2.4The static bypass shall be rated to carry the full load continuously and to pass the downstream fault current required to clear a branch overcurrent device, so that a downstream fault is cleared selectively rather than collapsing the inverter.
11.3External Maintenance Bypass
11.3.1Whether an external maintenance bypass is furnished with the UPS shall be as indicated in the datasheet.
External Maintenance (Wraparound) Bypassradio
● Provided — make-before-break, allows full UPS isolation
○ Not provided (redundant modules provide concurrent maintenance)
11.3.2An external maintenance bypass shall be provided so that the UPS, including its static bypass and its battery, can be completely isolated for service while the load remains energized from the bypass source.
11.3.3The external maintenance bypass shall be a make-before-break device, so that the transfer of the load to and from the bypass occurs with no interruption to the load.
11.3.4The maintenance bypass shall include positive isolation (a means to lock out the UPS input and output) so that a technician can work on a de-energized UPS while the load is carried on bypass.
NOTEA UPS without a maintenance bypass forces the entire critical load onto raw utility, or a planned shutdown, every time the unit needs service; the absence of a maintenance bypass is a frequent and costly omission that surfaces only when the first service event arrives. (11.3.5)
11.3.6Where the UPS is part of a redundant (N+1 or 2N) system in which any single unit can be fully isolated and serviced while the others carry the load, a per-unit maintenance bypass may be omitted provided the system design gives equivalent concurrent maintainability.
12Redundancy
12.1Redundancy Configuration
12.1.1The system redundancy configuration shall be as indicated in the datasheet.
System Redundancy Configurationselect
N (single module, no redundancy)
N+1 (parallel, one redundant module)
Parallel capacity (modules summed for capacity, no redundancy)
12.1.2The redundancy configuration shall be selected for the availability the critical load requires and shall be reflected on the system one-line diagram.
NOTEIn an N configuration a single module carries the load and its failure or service drops the load; in N+1 the modules operate in parallel with one more than needed, so any single module can fail or be serviced without dropping the load; in 2N the entire system is duplicated as two independent paths; and a dual-bus arrangement feeds dual-corded loads from two independent (often each N+1) systems so that an entire system can be lost or maintained with no load impact. (12.1.3)
12.1.4Where modules operate in parallel, they shall share the load within the manufacturer's tolerance and shall continue to support the load on the loss of any one module without exceeding the rating of the remaining modules.
NOTEA 2N or dual-bus system depends on the downstream loads being dual-corded so they can accept power from either path; specifying system-level 2N for single-corded loads spends the redundancy budget without removing the single point of failure at the load. (12.1.5)
13Efficiency and Operating Mode
13.1Operating Mode
13.1.1The normal operating mode of the UPS shall be as indicated in the datasheet.
Normal Operating Moderadio
● Double-conversion (online) at all times
○ Energy-saver / eco mode with automatic transfer to double-conversion
13.1.2The normal operating mode shall be selected for the balance between energy efficiency and the protection level the load requires.
NOTEIn double-conversion mode the load is always supplied through the inverter and is fully protected, at the unit's double-conversion efficiency; in energy-saver (eco) mode the load is normally supplied through the bypass at very high efficiency and the inverter is engaged only when a disturbance is detected, trading a small protection margin and a brief transfer for a few points of efficiency. (13.1.3)
NOTEWhere eco mode is enabled, the manufacturer's transfer time from eco to double-conversion shall be confirmed to be within the ride-through of the connected load, and eco mode shall not be used for loads that cannot tolerate the brief transfer. (13.1.4)
13.2Efficiency
13.2.1The double-conversion efficiency at the expected operating load shall not be less than the value indicated in the datasheet, measured per the ENERGY STAR or DoE test method.
Minimum Efficiency at Rated Load (Double-Conversion Mode)range
%
94959697
13.2.2Efficiency shall be evaluated at the expected operating load fraction, not only at full load, because UPS efficiency falls at low load and most units operate well below nameplate; a unit efficient at 100 percent load may be poor at the 30 to 50 percent load it actually carries.
13.2.3Whether an ENERGY STAR listing is required shall be as indicated in the datasheet.
ENERGY STAR Listingradio
○ Required (ENERGY STAR listed)
○ Not required
13.2.4Where the datasheet requires it, the UPS shall be listed under the ENERGY STAR program for uninterruptible power supplies.
NOTEAn ENERGY STAR listing is a procurement screen tied to the Owner's energy program and to any utility incentive pursued, so the field carries no default. (13.2.5)
14Monitoring and Communications
14.1Communications Interfaces
14.1.1The UPS shall provide the network communications interfaces indicated in the datasheet for monitoring and for orderly shutdown signaling to the protected equipment.
Network Communications Protocolscheckbox
☑ SNMP (network management)
☐ Modbus TCP/RTU
☐ BACnet (building automation)
☑ Web/HTTPS interface
☐ USB / serial (local)
14.1.2BACnet or Modbus points reported to the building management system shall be coordinated with Electrical RoomsElectrical RoomsResolves to the current edition.sync/electrical-rooms and the facility monitoring scope.
14.2Dry-Contact Indications
14.2.1The UPS shall provide dry-contact outputs for the status points indicated in the datasheet, wired to a terminal block for connection to the facility annunciator, building management system, or SCADA.
Dry-Contact Status Pointscheckbox
☑ On battery (input power failed)
☑ Low battery / shutdown imminent
☑ On static bypass
☑ On maintenance bypass
☑ Summary alarm (UPS fault)
☑ Overload
☑ Battery test fail / battery fault
14.2.2The UPS shall provide local visual indication of its operating state — normal, on battery, on bypass, and fault — and an audible alarm for the on-battery and fault conditions.
14.3Local Display
14.3.1The UPS shall provide a local display showing input and output voltage and current, load percent, battery voltage and estimated remaining runtime, operating mode, and active alarms.
15Emergency Power Off
15.1EPO Interface
15.1.1The emergency power off interface shall be as indicated in the datasheet.
Emergency Power Off (EPO) Interfaceradio
○ Provided — remote EPO input wired to room EPO system
○ Provided — local EPO
○ Not provided
NOTEWhether an EPO is required, and whether it must be remote, follows from whether the space is governed by NFPA 70 Article 645 and from the room EPO design, so the field carries no default. (15.1.2)
15.1.3Where the UPS serves a space requiring emergency power off under NFPA 70 Article 645, the UPS shall accept a remote EPO signal that disconnects the load and the battery and shuts down the UPS, in coordination with the room EPO system.
15.1.4Activation of the EPO shall disconnect the UPS output and open the battery, so that the EPO truly de-energizes the critical load and is not bypassed by the stored energy in the battery.
15.1.5The EPO wiring and its coordination with any disconnection of the room HVAC and other systems shall be as shown on the EPO control diagram.
15.1.6A miswired or uncoordinated EPO is a known cause of both unintended outages (nuisance trips) and of a failure to truly de-energize during an emergency; the EPO circuit shall be verified end to end during commissioning.
16Grounding
NOTEThe UPS enclosure, the battery enclosure, and the input and output equipment grounding conductors shall be bonded in accordance with NFPA 70 and IEEE 1100, coordinated with Grounding And BondingGrounding and Bonding for Electrical SystemsResolves to the current edition.sync/grounding-and-bonding. (16.1)
16.2Where the UPS output is a separately derived system, the output neutral shall be bonded to ground at a single point and the grounding electrode connection shall be made in accordance with NFPA 70 for separately derived systems.
NOTEWhether the UPS output is a separately derived system depends on the topology and the presence of an output isolation transformer, and the determination shall be made explicitly and reflected on the grounding plan, because a wrong assumption produces either a missing neutral-to-ground bond or an unwanted parallel neutral path. (16.3)
17Installation
17.1Coordination and Clearances
17.1.1The UPS, the battery enclosure, and the maintenance bypass shall be located and arranged to provide the working clearances of NFPA 70 Article 110.26 and the manufacturer's required service and airflow clearances, whichever are greater.
17.1.2UPS location and arrangement within the room shall be per the equipment room layout drawings.
17.1.3The floor loading of the UPS and the battery shall be confirmed against the structural capacity, because battery cabinets in particular impose a high concentrated floor load.
17.2Heat Rejection
17.2.1The UPS heat rejection at the expected operating load shall be coordinated with the room cooling so that the space stays within the UPS and battery rated temperature, per Electrical RoomsElectrical RoomsResolves to the current edition.sync/electrical-rooms.
17.2.2UPS losses appear as heat in the room, and a UPS that is efficient at full load still rejects meaningful heat at part load; the room cooling shall be sized to the actual heat rejection, not assumed negligible.
17.3Conductor Connections
17.3.1Input, output, bypass, and battery conductors shall be sized for ampacity, voltage drop, and the applicable derating, and terminated per the manufacturer's instructions, coordinated with Conductors And CablesConductors and CablesResolves to the current edition.sync/conductors-and-cables.
17.3.2The output neutral conductor of a three-phase UPS serving line-to-neutral nonlinear loads shall be sized for the harmonic neutral current, which can exceed the phase current.
17.4Battery Installation
17.4.1Batteries shall be installed, interconnected, and torqued per the manufacturer's instructions, and the string voltage and polarity shall be verified before the battery is connected to the UPS.
17.4.2Lithium-ion battery installation shall provide the clearances and any fire detection or suppression required by the NFPA 855 evaluation and the listing.
17.5Labeling
17.5.1The UPS, the battery enclosure, the battery disconnect, and the maintenance bypass shall be permanently labeled identifying the system designation, ratings, and source.
17.5.2An arc-flash warning label per NFPA 70E shall be applied to the UPS and the battery enclosure.
17.5.3A label shall warn that multiple sources are present and that the load may be energized from the bypass or the battery even when the input is open.
18Testing and Commissioning
18.1Factory Tests
18.1.1Factory acceptance test witnessing shall be as indicated in the datasheet.
Factory Test Witnessingradio
○ Witnessed factory test required
● Certified factory test report (unwitnessed)
18.1.2The UPS shall receive the manufacturer's standard production and burn-in test, including verification of output regulation, transfer to and from static bypass, and the alarm functions, with a certified report provided.
18.1.3Where a witnessed factory test is specified, the test shall demonstrate the unit at rated load, the transfer between modes, and the battery operation at the manufacturer's facility before shipment.
18.2Field Commissioning
18.2.1The Contractor shall engage a qualified commissioning agent to perform field acceptance testing per ANSI/NETA ATS and the manufacturer's commissioning procedure after installation and before the UPS is placed in service.
18.2.2Field commissioning shall include as a minimum the following:
Verification of input, output, bypass, and battery connections, grounding, and phase rotation
A load (bank) test at rated load, or at the maximum available load, verifying output voltage, frequency, and regulation
A battery discharge test verifying the autonomy at the design load against the IEEE 1184 sizing
Verification of automatic transfer to and from static bypass on simulated inverter fault and overload
Verification of make-before-break operation of the external maintenance bypass with the load energized
Verification of the EPO, confirming that activation disconnects the output and the battery
Verification of all alarms, dry contacts, and network communications points
Verification of synchronization to the bypass source and of retransfer
Field Commissioning Scopecheckbox
☑ Connections, grounding, and phase rotation verified
☑ Load (bank) test at rated or maximum available load
☑ Battery discharge / autonomy verification against IEEE 1184
☑ Static bypass transfer and retransfer verified
☑ Make-before-break maintenance bypass verified under load
☑ EPO verified (output and battery disconnected)
☑ Alarms, dry contacts, and communications verified
☑ Bypass synchronization verified
NOTEThe battery discharge test at commissioning establishes the as-installed autonomy and is the baseline against which future battery aging is judged; a UPS whose runtime was never measured cannot be trusted to ride through the outage it was bought to cover. (18.2.3)
18.3Integrated System Test
18.3.1Where the UPS is backed by a generator, an integrated test shall demonstrate the full sequence: loss of normal power, transfer to UPS battery, generator start and stabilization, transfer of the UPS input to the generator, and return to normal, with the critical load energized throughout.
18.3.2The integrated test shall confirm that the generator accepts the UPS rectifier load, including the rectifier walk-in, without instability, coordinated with GeneratorsEngine GeneratorsResolves to the current edition.sync/generators and Automatic Transfer SwitchesAutomatic Transfer SwitchesResolves to the current edition.sync/automatic-transfer-switches.
19Delivery, Storage, and Handling
19.1The UPS and the battery shall be delivered in the manufacturer's packaging and protected from moisture, dust, and physical damage until installed.
19.2Batteries shall be stored within the manufacturer's temperature range and shall receive a refreshing charge at the manufacturer's recommended interval if storage is prolonged, because a battery left uncharged on the shelf loses capacity and may be damaged.
19.3Lithium-ion batteries shall be stored, handled, and transported in accordance with the manufacturer's instructions and the applicable shipping and fire regulations.
20Warranty
20.1The UPS unit warranty period shall be as indicated in the datasheet.
UPS Unit Warrantyselect
1 year from substantial completion
2 years from substantial completion
5 years from substantial completion
20.2The energy storage warranty shall be as indicated in the datasheet.
Energy Storage Warrantyselect
VRLA — 1 year full / prorated to design life
VRLA — 2 year full
Lithium-ion — 5 years
Lithium-ion — 10 years
NOTEThe energy storage warranty terms available depend on the technology selected, so the field carries no default. (20.3)
20.4The UPS and the energy storage subsystem shall be warranted by the manufacturer against defects in materials and workmanship for the specified periods.
20.5The battery warranty terms, including any prorated portion and the temperature conditions on which the warranty depends, shall be confirmed by the Engineer before the submittal is accepted.
21Spare Parts
21.1Spare parts and provisions shall be furnished as indicated in the datasheet.
Spare Parts and Provisionscheckbox
☐ Spare control / logic board or critical subassembly
☑ Spare cooling fans (one set)
☑ Spare input/output fuses (one set of each rating)
☐ Spare battery modules / blocks
☑ Software and licenses for monitoring
21.2Spare parts, where provided, shall be the same type and rating as those installed and shall be stored in the electrical or UPS room, labeled with the equipment they serve.
NOTEA maintenance and replacement contract should be considered for mission-critical UPS systems, because the battery is a consumable with a defined service life and the system's value depends on the battery being replaced before it fails an in-service discharge. (21.3)